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Hans Mikkelsen

TD Securities (usa) LLC

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About Hans Mikkelsen

Hans Mikkelsen is a financial professional with over 17 years of experience in the financial industry. Hans is currently registered with TD Securities (usa) LLC and has previously held positions with WELLS FARGO SECURITIES, LLC, BOFA SECURITIES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and BANC OF AMERICA SECURITIES LLC. Hans holds the Series 63, Series 6TO, Series 52TO, Series 99TO, Series 82TO, Series 22TO, SIE, and Series 7 licenses. Hans has been actively registered in all 50 states, the District of Columbia and Puerto Rico.

Firm Information

Hans Mikkelsen is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Hans Mikkelsen’s Registration & Firm History

NY

07/17/2023 - Present

TD Securities (usa) LLC (NEW YORK NY)

NY

02/03/2022 - 06/27/2023

WELLS FARGO SECURITIES, LLC (New York NY)

NY

05/10/2019 - 01/18/2022

BOFA SECURITIES, INC. (NEW YORK NY)

NY

11/01/2010 - 05/10/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

08/09/2005 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/19/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 01/02/2023

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/08/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Hans Mikkelsen.
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