Unclaimed
Hans Klaus Vermes is an active investment advisor representative with Equitable Advisors, LLC and has been in the industry since March 1, 1994. Hans Klaus Vermes is also licensed as an Investment Advisor Representative in Florida, New Jersey and New York. Hans Klaus Vermes has been registered with the SEC since February 10, 2012. In addition to Hans Klaus Vermes' current firm, Hans Klaus Vermes was previously employed at THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES. Hans Klaus Vermes holds the following licenses: Series 6, Series 7, Series 63, Series 65, and SIE. Hans Klaus Vermes currently works in Melville, NY, where Equitable Advisors, LLC has an office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
04/12/2021 - Present
Equitable Advisors, LLC (MELVILLE NY)
NY
03/02/1994 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 12/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/01/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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