Unclaimed
Hans Hoehn is a financial advisor who has been in the industry since 2009. Hans is currently registered with Hightower Advisors, LLC, and has been with the firm since May 2024. Hans provides a variety of financial services to individuals, businesses, and institutions, including financial planning, portfolio management, and pension consulting. Hans is also registered as an investment advisor in California and Illinois. Previously, Hans has worked for M Holdings Securities, Inc., Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Investment Services LLC, First Allied Securities, Inc., Cetera Advisor Networks LLC, Summit Brokerage Services, Inc., National Planning Corporation, Farmers Financial Solutions, LLC, DFA Securities LLC, Financial West Group, and Morgan Peabody, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
CA
10/02/2024 - Present
Hightower Advisors, LLC (West Hills CA)
OR
09/14/2021 - 05/16/2024
M HOLDINGS SECURITIES, INC. (PORTLAND OR)
CA
06/06/2019 - 09/10/2021
CETERA ADVISORS LLC (EL SEGUNDO CA)
CA
06/06/2019 - 09/10/2021
CETERA FINANCIAL SPECIALISTS LLC (EL SEGUNDO CA)
CA
06/06/2019 - 09/10/2021
CETERA INVESTMENT SERVICES LLC (EL SEGUNDO CA)
CA
06/06/2019 - 09/10/2021
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
CA
12/20/2017 - 09/10/2021
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
CA
06/06/2019 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (EL SEGUNDO CA)
CA
05/10/2017 - 06/30/2017
NATIONAL PLANNING CORPORATION (BURBANK CA)
CA
02/09/2016 - 04/04/2017
FARMERS FINANCIAL SOLUTIONS, LLC (AGOURA HILLS CA)
CA
09/21/2010 - 02/05/2016
DFA SECURITIES LLC (SANTA MONICA CA)
CA
06/25/2009 - 08/24/2010
FINANCIAL WEST GROUP (WESTLAKE VILLAGE CA)
CA
07/08/2008 - 11/07/2008
MORGAN PEABODY, INC. (SHERMAN OAKS CA)
BOTH
Issued 12/17/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/11/2019
Series 4 - Registered Options Principal Examination
BC
Issued 06/24/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/15/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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