Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hans? Claim Your ProfileHans Dieter Henselman is a financial professional with over 25 years of experience in the industry. Hans is currently registered with Pacific Oak Capital Markets, LLC, and has held previous positions with Arete Wealth Management, LLC, KBS Capital Markets Group LLC, WM Financial Services, Inc., WM Funds Distributor, Inc., Dime Securities, Inc., Great Western Financial Securities Corporation, ASB Financial Services, and Thomas James Associates, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
07/19/2022 - Present
Pacific OAK Capital Markets, LLC (COSTA MESA CA)
CA
12/10/2020 - 06/08/2021
PACIFIC OAK CAPITAL MARKETS, LLC (COSTA MESA CA)
IL
05/29/2020 - 12/31/2020
ARETE WEALTH MANAGEMENT, LLC (CHICAGO IL)
CA
12/06/2005 - 11/08/2018
KBS CAPITAL MARKETS GROUP LLC (NEWPORT BEACH CA)
CA
07/14/1997 - 12/02/2005
WM FINANCIAL SERVICES, INC. (IRVINE CA)
IA
07/26/1999 - 02/16/2005
WM FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
NY
02/13/2002 - 05/01/2002
DIME SECURITIES, INC. (BROOKLYN NY)
CA
02/03/1998 - 05/01/1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
CA
09/27/1993 - 07/14/1997
ASB FINANCIAL SERVICES (IRVINE CA)
NY
03/05/1993 - 09/29/1993
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
BC
Issued 03/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 05/16/1997
Series 4 - Registered Options Principal Examination
BC
Issued 06/22/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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