Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hans? Claim Your ProfileHans David Nelson is a financial advisor registered with RBC Capital Markets, LLC. Hans has been in the industry since 2003 and has been with RBC Capital Markets, LLC since February 29, 2008. Prior to working with RBC Capital Markets, LLC, Hans worked with RBC CAPITAL MARKETS CORPORATION, CANTOR FITZGERALD & CO., PRU GLOBAL SECURITIES, LLC, and MORGAN STANLEY DW INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
02/29/2008 - Present
RBC Capital Markets, LLC (CHICAGO IL)
IL
02/26/2008 - 02/29/2008
RBC CAPITAL MARKETS CORPORATION (CHICAGO IL)
IL
12/17/2004 - 07/17/2006
CANTOR FITZGERALD & CO. (CHICAGO IL)
NY
01/01/2004 - 12/01/2004
PRU GLOBAL SECURITIES, LLC (NEW YORK NY)
NY
02/25/2002 - 01/01/2004
PRUDENTIAL EQUITY GROUP, INC. (NEW YORK NY)
NY
08/21/2001 - 12/20/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 08/23/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/12/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/18/2017
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2001
Series 7 - General Securities Representative Examination
BC
Issued 07/05/2001
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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