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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hans-christian? Claim Your ProfileHans-christian Johnson is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Hans-christian has been working in the financial services industry for over 15 years. Hans-christian has a strong background in providing financial advice to individuals and businesses. Hans-christian is registered with the Securities and Exchange Commission and has a Series 7, Series 6, Series 63, and Series 66 license. Hans-christian has experience in providing financial advice to a variety of clients, including high-net-worth individuals, corporations, and pension plans. Hans-christian has been with Merrill Lynch since 2019. Before that, Hans-christian worked at J.P. Morgan Securities LLC, TD Ameritrade, Inc., and Wells Fargo Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/18/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ROHNERT PARK CA)
CA
01/31/2017 - 03/08/2019
J.P. MORGAN SECURITIES LLC (SANTA ROSA CA)
CA
10/18/2016 - 12/12/2016
TD AMERITRADE, INC. (SAN FRANCISCO CA)
CA
06/26/2015 - 07/15/2016
ALPS DISTRIBUTORS, INC. (San Francisco CA)
CA
09/22/2011 - 06/10/2015
ALPS DISTRIBUTORS, INC. (SAN FRANCISCO CA)
CA
01/03/2011 - 06/09/2011
WELLS FARGO ADVISORS, LLC (PETALUMA CA)
CA
04/23/2010 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (PETALUMA CA)
CA
11/02/2007 - 05/11/2010
WELLS FARGO ADVISORS, LLC (PETALUMA CA)
CA
05/29/2007 - 10/08/2007
CITIGROUP GLOBAL MARKETS INC. (MILL VALLEY CA)
CA
01/31/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (MILL VALLEY CA)
MA
09/30/2005 - 01/11/2006
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BOTH
Issued 05/21/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/28/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2012
Series 7 - General Securities Representative Examination
BC
Issued 09/29/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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