Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hans? Claim Your ProfileHans Carlson is a financial advisor with over 15 years of experience in the industry. Currently, Hans is registered with Goldman Sachs & Co. LLC. Previously, Hans has also worked with Morgan Stanley, UBS Financial Services Inc., E*TRADE SECURITIES LLC, SCOTTRADE, INC., and VANGUARD MARKETING CORPORATION. Hans holds a Series 7, Series 6, Series 63, Series 9, Series 10, and Series 66 licenses. Hans specializes in providing financial planning and portfolio management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
1
2
CA
11/18/2022 - Present
Goldman Sachs & Co. LLC (LOS ANGELES CA)
DC
12/05/2018 - 11/11/2022
MORGAN STANLEY (Washington DC)
NY
01/02/2018 - 12/04/2018
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
VA
03/24/2014 - 12/19/2017
E*TRADE SECURITIES LLC (ARLINGTON VA)
CA
05/10/2010 - 03/24/2014
SCOTTRADE, INC. (SANTA ROSA CA)
AZ
08/23/2005 - 10/21/2008
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BOTH
Issued 05/13/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/30/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/12/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2006
Series 7 - General Securities Representative Examination
BC
Issued 08/22/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Hans Carlson is the right advisor for you? Invested Better is here to help.
