Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hans? Claim Your ProfileHans Stelzer is an Investment Advisor Representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated. Hans has been active in the industry since January 2, 2009. Hans has passed the Series 66, Series 7, and SIE examinations. Hans has also passed the Uniform Investment Adviser Law Examination. Prior to Hans's current role at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Hans was an Investment Advisor Representative at Equity Services, Inc., Woodbury Financial Services, Inc., and Thrivent Investment Management Inc. Hans is registered to sell securities in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/05/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
03/09/2010 - 04/27/2011
EQUITY SERVICES, INC. (HAUPPAUGE NY)
NY
07/01/2009 - 12/31/2009
WOODBURY FINANCIAL SERVICES, INC. (CENTEREACH NY)
NY
08/07/2008 - 05/08/2009
THRIVENT INVESTMENT MANAGEMENT INC. (SELDEN NY)
IA
Issued 6/20/2011
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/16/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/6/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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