Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hannah? Claim Your ProfileHannah Y Chan is a financial professional with over 16 years of experience in the industry. Currently, Hannah Y Chan is registered with Rabo Securities USA, Inc., a firm with its main office located in New York. Hannah Y Chan has passed the Series 63, SIE, Series 7, and Series 99TO exams. Hannah Y Chan is registered with the state regulators of New York and New Jersey. Hannah Y Chan was previously registered with Guardian Investor Services LLC and Pershing LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/02/2010 - Present
Rabo Securities USA, Inc. (NEW YORK NY)
NY
04/11/2006 - 08/07/2008
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
NJ
12/20/2005 - 03/07/2006
PERSHING LLC (JERSEY CITY NJ)
BC
Issued 01/21/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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