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Hannah Katherine Gauthier

National Financial Services LLC

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About Hannah Katherine Gauthier

Hannah Katherine Gauthier is a financial professional with National Financial Services LLC. Hannah has been in the financial industry since October 2022. Her current role is with National Financial Services LLC, a firm with offices in Fort Worth and Westlake, Texas. Hannah holds FINRA Series 7TO, SIE, 9, and 10 licenses.

Firm Information

Hannah Gauthier is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Hannah Gauthier’s Registration & Firm History

TX

01/10/2024 - Present

National Financial Services LLC (FORT WORTH TX)

TX

08/15/2022 - 11/17/2023

NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)

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Licenses & Designations

BC

Issued 03/20/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 12/20/2022

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/13/2022

Series 7TO - General Securities Representative Examination

BC

Issued 04/25/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq ISE, LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Hannah Katherine Gauthier.
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