Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hannah? Claim Your ProfileHannah Pfaff is a registered representative and investment advisor representative with Purshe Kaplan Sterling Investments in Long Beach, California. Hannah has been in the financial industry since May 2019, and is licensed to conduct business in California. She has passed the Series 7TO, Series 66, and SIE exams and has held previous roles at CETERA ADVISOR NETWORKS LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
01/02/2024 - Present
Purshe Kaplan Sterling Investments (Long Beach CA)
CA
05/07/2019 - 12/31/2023
CETERA ADVISOR NETWORKS LLC (LONG BEACH CA)
BOTH
Issued 05/02/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/07/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/14/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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