Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hannah? Claim Your ProfileHannah Elizabeth Thomas is a financial advisor with UBS Financial Services Inc., a large firm with over $50 billion in assets under management. Hannah has been in the financial services industry since 2019 and is registered with FINRA and the state of North Carolina. She is also registered with the state of North Carolina as an Investment Advisor Representative. Hannah has a strong background in finance and has held positions at a number of financial institutions. She has a wide range of experience in providing financial advice to both individuals and businesses. Her specialties include retirement planning, investment management, and estate planning. In addition to her work at UBS Financial Services Inc., Hannah is also the owner of Petit Philippe Fine Wine.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NC
10/07/2021 - Present
UBS Financial Services Inc. (CHARLOTTE NC)
NC
06/09/2021 - 10/04/2021
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NC
09/23/2019 - 05/03/2021
EQUITABLE ADVISORS, LLC (CHARLOTTE NC)
BOTH
Issued 10/16/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/23/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/12/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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