Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hannah? Claim Your ProfileHannah Elizabeth Dempsey is a licensed securities professional with over 1 year of experience in the financial services industry. Hannah is currently registered with Santander US Capital Markets LLC in California. She holds the Series 63, Series 79TO, and SIE licenses. Prior to her current role, Hannah was employed by Houlihan Lokey Capital, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/05/2024 - Present
Santander US Capital Markets LLC (Los Angeles CA)
CA
08/08/2023 - 08/23/2024
HOULIHAN LOKEY CAPITAL, INC. (LOS ANGELES CA)
BC
Issued 08/14/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/07/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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