Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hannah? Claim Your ProfileHannah Alyssa Uppal is a financial professional based in Chicago, Illinois. Hannah is currently registered with Interactive Brokers LLC and has been working in the financial services industry since September 28, 2016. Hannah has worked for a number of firms, including Thrivent Investment Management Inc., Raymond James & Associates, Inc., Raymond James Financial Services, Inc., and Charles Schwab & Co., Inc. Hannah holds a variety of licenses and certifications including Series 4, Series 7, Series 9, Series 10, Series 24, and the Uniform Combined State Law Examination (Series 66). Hannah is an active member of the financial services industry and is committed to providing her clients with the highest quality of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
04/05/2021 - Present
Interactive Brokers LLC (CHICAGO IL)
NJ
02/19/2019 - 03/19/2021
THRIVENT INVESTMENT MANAGEMENT INC. (Caldwell NJ)
FL
07/25/2017 - 02/14/2019
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
07/25/2017 - 02/14/2019
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
FL
07/18/2016 - 06/01/2017
CHARLES SCHWAB & CO., INC. (ORLANDO FL)
BOTH
Issued 09/12/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/03/2018
Series 4 - Registered Options Principal Examination
BC
Issued 09/15/2017
Series 24 - General Securities Principal Examination
BC
Issued 12/13/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/04/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2016
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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