Unclaimed
Hanna Rickfelder is a financial advisor with Northwestern Mutual Investment Services, LLC. Hanna is registered to provide investment advice in Michigan and North Carolina. Hanna has been in the financial services industry since 2019. Hanna holds the Series 63, Series 7, and SIE licenses. Hanna is experienced with investment research and referrals to other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NC
12/05/2023 - Present
Northwestern Mutual Investment Services, LLC (DURHAM NC)
MN
06/14/2022 - 11/13/2023
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
NC
11/14/2018 - 05/13/2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DURHAM NC)
BC
Issued 01/16/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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