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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hanlu? Claim Your ProfileHanlu Ye is a financial advisor registered with Wells Fargo Clearing Services, LLC. Hanlu has been in the industry since August 3, 2010. Hanlu has passed the Series 6, Series 7, Series 63, and Series 66 exams and is currently registered with the Financial Industry Regulatory Authority (FINRA) and in Arkansas, California, Florida, Kentucky, Louisiana, Minnesota, Texas, and Virginia. Previously, Hanlu was also registered with BBVA Securities Inc. and J.P. Morgan Securities LLC. Hanlu has worked at both Compass Bank and BBVA Wealth Solutions Inc. in the past. Hanlu Ye currently works at the Wells Fargo Clearing Services, LLC branch office located in Fort Worth, TX. Hanlu also has other branch office locations including Plano, TX, Murphy, TX, Richardson, TX, and Sachse, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
06/29/2019 - Present
Wells Fargo Clearing Services, LLC (FORT WORTH TX)
TX
07/07/2014 - 06/28/2019
BBVA SECURITIES INC. (CARROLLTON TX)
TX
10/01/2012 - 04/04/2014
J.P. MORGAN SECURITIES LLC (RICHARDSON TX)
TX
05/03/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (PLANO TX)
BOTH
Issued 12/30/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/11/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2013
Series 7 - General Securities Representative Examination
BC
Issued 04/30/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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