Unclaimed
Hani Diaz is a financial advisor with J.p. Morgan Institutional Investments Inc. Hani has been in the financial services industry since November 14, 2019. Hani is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/08/2022 - Present
J.p. Morgan Institutional Investments Inc. (New York NY)
NY
09/13/2019 - 01/03/2022
J.P. MORGAN SECURITIES LLC (New York NY)
BC
Issued 09/27/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/06/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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