Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hanh? Claim Your ProfileHanh Thi bich Nguyen is a registered representative with Wells Fargo Clearing Services, LLC. Hanh has been in the securities industry since 2022. Hanh is registered in New Jersey and Pennsylvania and holds the Series 66, 7TO, and SIE licenses. Hanh has been working at Wells Fargo Bank N.A since 2016. Hanh is a licensed agent, investment adviser representative, and registered representative and has worked as an investment advisory representative for Wells Fargo Clearing Services, LLC. Hanh's area of specializations include Securities and Commodities, Financial Planning, Investment Advisory Services, Portfolio Management, and Asset Management. Hanh provides investment consulting services to institutional clients and can provide financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
09/15/2022 - Present
Wells Fargo Clearing Services, LLC (CHESTERBROOK PA)
BOTH
Issued 09/14/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/15/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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