Unclaimed
Hanh My Dao is a licensed and registered investment advisor representative, with a focus on providing personalized financial advice and guidance to clients. Hanh My Dao holds a Series 6, Series 7TO, Series 63, and Series 24 licenses. Hanh My Dao is associated with Capital Client Group, Inc. Hanh My Dao has been in the financial services industry since 2016, and is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
07/29/2016 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
BC
Issued 11/27/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/19/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Hanh Dao is the right advisor for you? Invested Better is here to help.