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Hanh My Dao

Capital Client Group, Inc.

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About Hanh My Dao

Hanh My Dao is a licensed and registered investment advisor representative, with a focus on providing personalized financial advice and guidance to clients. Hanh My Dao holds a Series 6, Series 7TO, Series 63, and Series 24 licenses. Hanh My Dao is associated with Capital Client Group, Inc. Hanh My Dao has been in the financial services industry since 2016, and is committed to helping clients achieve their financial goals.

Firm Information

Hanh Dao is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Hanh Dao’s Registration & Firm History

CA

07/29/2016 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 11/27/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/13/2024

Series 24 - General Securities Principal Examination

BC

Issued 10/19/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/29/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Hanh My Dao.
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