Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hang? Claim Your ProfileHang Thi thanh Quach beck is a registered investment advisor in California with Energy Shares, LLC. Hang has been in the financial industry since 2009. Hang has licenses including Series 3, 4, 7, 9, 10, 24, 52, 53, 63, and 65. Hang has also passed the SIE and 99TO exams. Hang has held previous positions at Carta Securities, LLC, Alpine Securities Corporation, Morgan Stanley, Wells Fargo Advisors, LLC, Wells Fargo Investments, LLC and E*TRADE SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/04/2022 - Present
Energy Shares, LLC (PASADENA CA)
UT
06/08/2018 - 05/02/2022
CARTA SECURITIES, LLC (SLC UT)
UT
09/25/2017 - 06/04/2018
ALPINE SECURITIES CORPORATION (SALT LAKE CITY UT)
UT
08/03/2012 - 09/18/2017
MORGAN STANLEY (SOUTH JORDAN UT)
UT
01/03/2011 - 07/25/2012
WELLS FARGO ADVISORS, LLC (SALT LAKE CITY UT)
UT
04/15/2010 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SALT LAKE CITY UT)
UT
08/21/2009 - 04/09/2010
E*TRADE SECURITIES LLC (SANDY UT)
IA
Issued 07/19/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/03/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/08/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/27/2015
Series 24 - General Securities Principal Examination
BC
Issued 04/08/2013
Series 4 - Registered Options Principal Examination
BC
Issued 05/10/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/15/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2013
Series 3 - National Commodity Futures Examination
BC
Issued 08/20/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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