Unclaimed
Handard Poon is a financial professional with over 11 years of experience in the securities industry. Handard is currently registered with Credit Agricole Securities (usa) Inc. and holds Series 7, Series 63, Series 99TO and SIE licenses. Handard is registered with the state of New York and has been active in the industry since November 2011.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/09/2011 - Present
Credit Agricole Securities (usa) Inc. (NEW YORK NY)
BC
Issued 03/09/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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