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Handard Poon

Credit Agricole Securities (usa) Inc.

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About Handard Poon

Handard Poon is a financial professional with over 11 years of experience in the securities industry. Handard is currently registered with Credit Agricole Securities (usa) Inc. and holds Series 7, Series 63, Series 99TO and SIE licenses. Handard is registered with the state of New York and has been active in the industry since November 2011.

Firm Information

Handard Poon is currently registered with Credit Agricole Securities (usa) Inc.. Credit Agricole Securities (usa) Inc. is a corporation formed in 1968 and is approved to operate in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

49

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Handard Poon’s Registration & Firm History

NY

11/09/2011 - Present

Credit Agricole Securities (usa) Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/09/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/08/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Handard Poon.
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