Unclaimed
Hanako Alice Mathias is a registered representative with Cetera Advisor Networks LLC. Hanako is currently registered in New York and has been in the industry since February 12, 2001. Hanako has passed the Series 6 and the Securities Industry Essentials Examination. Hanako has previously worked with Summit Brokerage Services, Inc. and WRP Investments, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/20/2019 - Present
Cetera Advisor Networks LLC (MOUNT KISCO NY)
NY
06/30/2005 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (MT KISCO NY)
OH
03/08/2005 - 06/30/2005
WRP INVESTMENTS, INC. (YOUNGSTOWN OH)
CA
11/20/2000 - 12/13/2004
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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