Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hana? Claim Your ProfileHana Sugiura is a registered representative with Mizuho Securities USA LLC. Hana has been in the securities industry since June 13, 2017. Hana holds Series 7, Series 63 and SIE licenses and is registered in New York. Previously, Hana worked at DAIWA CAPITAL MARKETS AMERICA INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
04/13/2018 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
03/30/2017 - 01/26/2018
DAIWA CAPITAL MARKETS AMERICA INC. (NEW YORK NY)
BC
Issued 12/22/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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