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Han yu Shen

Blackrock Investments, LLC

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About Han yu Shen

Han yu Shen is a registered representative with Blackrock Investments, LLC. Han yu Shen has been in the securities industry since January 8, 2017, and has passed the Series 63, Series 7 and SIE exams. Han yu Shen is registered to sell securities in 53 states and the District of Columbia.

Firm Information

Han yu Shen is currently registered with Blackrock Investments, LLC. Blackrock Investments, LLC is a Limited Liability Company formed on October 21, 1994. The firm is registered with the Securities and Exchange Commission and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Blackrock Investments has been involved in one regulatory event and one arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Han yu Shen’s Registration & Firm History

CA

01/09/2017 - Present

Blackrock Investments, LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 05/12/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/09/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Han yu Shen.
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