Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Han? Claim Your ProfileHan Yu is a registered representative with Mizuho Securities USA LLC, holding the Series 63, SIE, and Series 79 licenses. Han Yu has been in the industry since January 17, 2015, and previously worked for RBS Securities Inc. Han Yu is currently registered in 52 states and the District of Columbia, as well as Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/27/2015 - Present
Mizuho Securities USA LLC (NEW YORK NY)
CT
01/08/2015 - 04/16/2015
RBS SECURITIES INC. (STAMFORD CT)
BC
Issued 02/21/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Han Yu is the right advisor for you? Invested Better is here to help.
