Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Han ming? Claim Your ProfileHan ming Lin is a financial advisor registered with Wealthpenn.comllc and has been in the industry since 1993. Han ming Lin is a Certified Financial Planner and holds the Series 7, Series 31, Series 63 and Series 65 licenses. Han ming Lin has provided financial advice at firms such as MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, U. S. PACIFIC FINANCIAL SERVICES, INC. and CONCORDE BROKERAGE CORP. Han ming Lin is currently licensed in Arizona, California, Delaware, Florida, Hawaii, Maryland, Massachusetts, Minnesota, Missouri, Nevada, New York, Oregon, Pennsylvania, Tennessee, Texas and Washington. Han ming Lin also has an active registration with the state of Texas as an Investment Advisor Representative (IAR). Han ming Lin's firm, Wealthpenn.comllc, manages over $1.4 Trillion in assets and has over 335,385 clients. Wealthpenn.comllc offers a variety of financial services including financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, portfolio management for individuals, and portfolio management for investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
01/10/2024 - Present
Wealthpenn.comllc (Pasadena CA)
CA
01/19/1999 - 08/23/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PASADENA CA)
CA
07/19/1993 - 02/09/1999
U. S. PACIFIC FINANCIAL SERVICES, INC. (ALHAMBRA CA)
NY
09/16/1994 - 10/07/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/22/1989 - 10/04/1989
CONCORDE BROKERAGE CORP. (NEW YORK NY)
BC
Issued 7/6/2007
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 5/8/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 8/19/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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