Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Han? Claim Your ProfileHan Lee is a financial professional with over 5 years of experience in the industry. Han is currently registered with Chatham Financial Securities LLC in New York and Connecticut. Prior to joining Chatham Financial Securities LLC, Han was with IMPERIAL CAPITAL, LLC in New York. Han holds the Series 7, Series 63, Series 79, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/28/2021 - Present
Chatham Financial Securities LLC (New York NY)
NY
06/28/2018 - 03/16/2021
IMPERIAL CAPITAL, LLC (NEW YORK NY)
BC
Issued 08/24/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 06/28/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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