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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Han? Claim Your ProfileHan Htun Zaw is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc., a large financial services firm with over 1,000,000 clients and approximately $1 trillion in assets under management. Han Htun Zaw is licensed in both California and Texas, and has several years of experience in the financial services industry. Han Htun Zaw holds Series 63, 65, and 6TO licenses, as well as the SIE, demonstrating a broad base of knowledge in the securities industry. Han Htun Zaw has previously worked for J.P. Morgan Securities LLC, U.S. Bancorp Investments, Inc., and Bank of America, N.A.. Han Htun Zaw specializes in investment advisory services, providing a range of services including portfolio management for individuals and businesses, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/02/2025 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN FRANCISCO CA)
CA
03/17/2023 - 08/21/2023
J.P. MORGAN SECURITIES LLC (SAN MATEO CA)
IA
Issued 09/03/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/04/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/17/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/01/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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