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Han Gu

Kingswood Wealth Advisors, LLC

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About Han Gu

Han Gu is an Investment Advisor Representative associated with Kingswood Wealth Advisors, LLC. Han has been working in the financial industry since December 2017. Han is registered with the following states: California, Connecticut, Florida, Michigan, New Jersey, and New York. Han's firm provides financial planning, portfolio management for individuals and businesses, pension consulting, and selection of other advisors. The firm's clients include high-net-worth individuals, corporations and other businesses, individuals other than high-net-worth, insurance companies, and pension and profit-sharing plans.

Firm Information

Han Gu is currently registered with Kingswood Wealth Advisors, LLC. Kingswood Wealth Advisors, LLC is a registered investment advisor based in San Diego, California. The firm provides financial planning, portfolio management, and pension consulting services to a wide range of clients, including individuals, corporations, and institutions. They manage approximately $1 billion in assets and have over 70 investment advisor representatives.
Kingswood Wealth Advisors, LLC

11440 W. BERNARDO COURT

SAN DIEGO, CA 92127

$1.04B

Assets Under Management

Not reported

Total Clients

77

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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hourly consulting

Hourly consulting

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Han Gu’s Registration & Firm History

CA

11/03/2022 - Present

Kingswood Wealth Advisors, LLC (SAN DIEGO CA)

NY

04/17/2018 - 11/04/2022

CETERA FINANCIAL SPECIALISTS LLC (BRONX NY)

NY

01/19/2018 - 04/18/2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NEW YORK NY)

NY

11/06/2017 - 12/22/2017

NYLIFE SECURITIES LLC (WHITE PLAINS NY)

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Licenses & Designations

BOTH

Issued 04/25/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/06/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Han Gu.
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