Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Han? Claim Your ProfileHan Chen is a financial advisor with over 20 years of experience in the industry. Han is currently registered with Principal Securities, Inc. and is licensed to provide financial advice in California and Texas. Han has a strong track record of providing financial advice to individuals, corporations, and charitable organizations. Han is committed to providing clients with personalized financial advice that is tailored to their specific needs. Han is a Chartered Financial Analyst (CFA). In addition to his role at Principal Securities, Han is also a licensed insurance agent and offers fixed life insurance, fixed annuities, long-term care insurance and disability insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
CA
03/08/2021 - Present
Principal Securities, Inc. (COSTA MESA CA)
CA
02/01/2007 - 10/08/2008
WACHOVIA SECURITIES, LLC (SEAL BEACH CA)
CA
02/12/2001 - 02/01/2007
ATLAS SECURITIES, LLC (SEAL BEACH CA)
MN
09/17/1998 - 02/14/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/17/1998 - 02/14/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 12/09/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/18/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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