Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hamza? Claim Your ProfileHamza Farooquee is a financial advisor with LPL Financial LLC. Hamza has been in the financial services industry since 2016. He has a Series 7 and Series 66 license and is registered in Arizona, California, Georgia, Nevada, New York, Washington, Wisconsin, and Wyoming. Hamza also worked at BancWest Investment Services, Inc. and Raymond James & Associates, Inc. before joining LPL Financial LLC. Hamza has a strong background in financial planning and portfolio management. Hamza is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/19/2023 - Present
LPL Financial LLC (PASADENA CA)
CA
07/02/2019 - 07/19/2023
BANCWEST INVESTMENT SERVICES, INC. (LAKEWOOD CA)
CA
09/15/2016 - 07/03/2019
RAYMOND JAMES & ASSOCIATES, INC. (ROLLING HILLS ESTATES CA)
BOTH
Issued 12/22/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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