Unclaimed
Hamza Abdelkarim Elfilali is a securities professional with experience in the financial industry. Hamza has passed the Series 7, 52, 63 and SIE exams. Hamza is currently registered with Smbc Nikko Securities America, Inc. in New York, NY. Previously, Hamza was employed with PNC Capital Markets LLC in Philadelphia, PA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/04/2023 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
PA
09/13/2021 - 03/17/2023
PNC CAPITAL MARKETS LLC (PHILADELPHIA PA)
BC
Issued 09/20/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/04/2021
Series 52TO - Municipal Securities Representative Examination
BC
Issued 09/13/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/05/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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