Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hamy? Claim Your ProfileHamy Sharifi is a financial advisor with LPL Financial LLC in NEWPORT BEACH, CA. Hamy has over 16 years of experience in the financial services industry and holds Series 7, Series 63 and Series 65 licenses. Hamy's previous experience includes roles at BancWest Investment Services, Inc., Citigroup Global Markets Inc., and Wells Fargo Advisors, LLC. Hamy provides financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/19/2023 - Present
LPL Financial LLC (NEWPORT BEACH CA)
CA
02/16/2023 - 07/19/2023
BANCWEST INVESTMENT SERVICES, INC. (NEWPORT BEACH CA)
CA
03/04/2022 - 02/17/2023
CITIGROUP GLOBAL MARKETS INC. (COSTA MESA CA)
CA
12/10/2015 - 03/18/2022
BANCWEST INVESTMENT SERVICES, INC. (IRVINE CA)
CA
12/22/2010 - 12/01/2015
UNIONBANC INVESTMENT SERVICES, LLC (IRVINE CA)
CA
08/04/2006 - 10/19/2009
WELLS FARGO ADVISORS, LLC (IRVINE CA)
CA
11/09/2005 - 04/25/2006
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
IA
Issued 01/20/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/15/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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