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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hammond? Claim Your ProfileHammond Han is an Investment Advisor Representative with Morgan Stanley. Hammond has been in the financial services industry since 1988. Hammond is registered to provide investment advisory services in District of Columbia, Florida, Maryland, and Texas. Previously, Hammond was associated with UBS Financial Services Inc., Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Chase Investment Services Corp., Chevy Chase Securities, Inc., and Sovran Investment Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
10/08/2021 - Present
Morgan Stanley (Miami Beach FL)
DC
09/19/2008 - 11/02/2021
UBS FINANCIAL SERVICES INC. (WASHINGTON DC)
DC
08/30/2002 - 10/02/2008
CITIGROUP GLOBAL MARKETS INC. (WASHINGTON DC)
NY
09/16/1997 - 09/06/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IL
12/11/1991 - 09/05/1997
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
MD
04/21/1989 - 11/29/1991
CHEVY CHASE SECURITIES, INC. (BETHESDA MD)
NA
11/21/1986 - 01/21/1988
SOVRAN INVESTMENT CORPORATION
IA
Issued 08/03/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/14/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/07/1993
Series 4 - Registered Options Principal Examination
BC
Issued 04/05/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 05/05/1989
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/20/1989
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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