Unclaimed
Hammid Firoozeh is a financial advisor with Northern Lights Distributors, LLC in ELKHORN, NE. Hammid has been in the financial services industry since 2015. Hammid is licensed to provide financial advice in Connecticut, Maine, Massachusetts, New Hampshire, New York, Rhode Island, and Vermont. Hammid has passed the Series 7, Series 63 and SIE exams. Hammid was previously employed by NYLIFE DISTRIBUTORS LLC in NEW YORK, NY and ROYAL ALLIANCE ASSOCIATES, INC. in MEDFORD, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
02/22/2019 - Present
Northern Lights Distributors, LLC (ELKHORN NE)
NY
09/15/2016 - 07/11/2018
NYLIFE DISTRIBUTORS LLC (NEW YORK NY)
NY
09/24/2015 - 07/21/2016
ROYAL ALLIANCE ASSOCIATES, INC. (MEDFORD NY)
BC
Issued 03/11/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/11/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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