Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hamish? Claim Your ProfileHamish John-douglas Allerton is a financial professional who has been in the industry since December 18, 2019. Hamish is currently registered with Smbc Nikko Securities America, Inc. and is licensed to sell securities in all 50 states. Hamish has worked with Credit Suisse Securities (USA) LLC and RABO Securities USA, Inc. in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
04/10/2024 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
03/14/2022 - 08/18/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
03/11/2019 - 01/24/2022
RABO SECURITIES USA, INC. (NEW YORK NY)
BC
Issued 03/26/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/11/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/17/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
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Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
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FINRA
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NYSE Arca, Inc.
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