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Hamid Reza Sebghati

Nylife Securities LLC

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About Hamid Reza Sebghati

Hamid Reza Sebghati is a financial professional with over 30 years of experience in the industry. Currently, Hamid is registered with Nylife Securities LLC and is licensed to conduct business in several states including Minnesota, Iowa, Wisconsin, Florida, California, Illinois, Alabama, and North Dakota. Hamid's career in the financial services industry began in 1992 at Northwestern Mutual Investment Services, LLC. Prior to joining Nylife Securities LLC, Hamid was employed with Robert W. Baird & Co. Incorporated, MML Investors Services, Inc., and New England Securities. Hamid holds a Series 6 and Series 63 securities license.

Firm Information

Hamid Sebghati is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Hamid Sebghati’s Registration & Firm History

MN

03/20/2008 - Present

Nylife Securities LLC (BLOOMINGTON MN)

MN

10/26/1992 - 03/10/2008

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (EDINA MN)

WI

10/26/1992 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

MA

04/06/1992 - 10/15/1992

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

NY

05/26/1989 - 12/15/1990

NEW ENGLAND SECURITIES (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/05/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/25/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Hamid Reza Sebghati.
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