Unclaimed
Hamid Danmole is a financial advisor currently working with UBS Financial Services Inc. Hamid has been working in the financial industry since 2001 and holds various licenses and registrations, including Series 7, 9, 10, 24, 31, 63, 65, 99TO and SIE exams. Prior to joining UBS Financial Services Inc. Hamid Danmole was a registered representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Raymond James & Associates, Inc., Scottrade, Inc., National Planning Corporation, Chase Investment Services Corp., WAMU INVESTMENTS, INC., and Prudential Securities Incorporated. Hamid provides financial advice to a range of clients including high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, pension and profit-sharing plans, charitable organizations, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
01/17/2022 - Present
UBS Financial Services Inc. (Coral Gables FL)
FL
04/24/2013 - 01/25/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
FL
10/08/2012 - 01/31/2013
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
MO
08/19/2011 - 09/13/2012
SCOTTRADE, INC. (ST. LOUIS MO)
CA
02/14/2011 - 04/27/2011
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
CA
05/02/2009 - 05/15/2009
CHASE INVESTMENT SERVICES CORP. (IRVINE CA)
CA
07/28/1999 - 05/02/2009
WAMU INVESTMENTS, INC. (IRVINE CA)
NY
12/01/1998 - 07/07/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 06/18/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/28/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/06/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/06/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 08/18/2019
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Hamid Danmole is the right advisor for you? Invested Better is here to help.