Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hallie? Claim Your ProfileHallie Rose Schwalm is a Registered Representative at Houlihan Lokey Capital, Inc. She is licensed to provide investment advisory services in Texas. Hallie Schwalm has been in the securities industry since March 31, 2019. Hallie Rose Schwalm holds Series 79TO, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
04/01/2019 - Present
Houlihan Lokey Capital, Inc. (Dallas TX)
BC
Issued 04/06/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/23/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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