Unclaimed
Hallie Martin Arias has been in the securities industry since September 18, 2008. Hallie is currently registered with Wolfe Research Securities in New York, New York. Hallie previously worked at DEUTSCHE BANK SECURITIES INC. in New York, New York. Hallie is licensed in New York and New Jersey. Hallie holds the Series 63, 7, 86, and 87 licenses. Hallie also holds the SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/16/2019 - Present
Wolfe Research Securities (New York NY)
NY
09/16/2008 - 09/13/2019
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 09/19/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2009
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/20/2009
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/15/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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