Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hallie? Claim Your ProfileHallie Spies is a registered representative with Tiaa-Cref Individual & Institutional Services, LLC in Seattle, Washington. Hallie has been in the industry since September 2011. Hallie is also registered with the following states: Alaska, Arizona, California, District of Columbia, Maryland, Massachusetts, Minnesota, Montana, New Mexico, New York, Oregon, Vermont and Washington. Prior to joining Tiaa-Cref Individual & Institutional Services, LLC, Hallie worked at NYLIFE SECURITIES LLC in Seattle, Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
WA
10/20/2017 - Present
Tiaa-Cref Individual & Institutional Services, LLC (SEATTLE WA)
WA
08/17/2011 - 09/11/2017
NYLIFE SECURITIES LLC (SEATTLE WA)
BOTH
Issued 02/06/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/10/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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