Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hallie? Claim Your ProfileHallie Elizabeth Cody-wang is a financial professional with experience in the securities industry. Hallie has a Series 7TO, Series 63 and Series 24 license and has been registered with FINRA since 2022. Hallie is currently employed by Rqd* Clearing, LLC, and is registered with the state of New York. Previously, Hallie was employed by Volant Liquidity, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/03/2022 - Present
Rqd* Clearing, LLC (New York NY)
NY
10/03/2022 - 08/17/2023
VOLANT LIQUIDITY, LLC (NEW YORK NY)
BC
Issued 01/18/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/03/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/25/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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