Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hallie? Claim Your ProfileHallie Ann Brenis is a financial advisor with RBC Capital Markets, LLC, a firm headquartered in New York, New York. Hallie has been in the industry since 2001 and holds both Series 66 and Series 63 licenses. Hallie has worked with multiple firms over her career including Truist Investment Services, INC., BB&T Securities, LLC, UBS Financial Services Inc. and Fifth Third Securities, INC.. Hallie's areas of focus include financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
01/18/2022 - Present
RBC Capital Markets, LLC (BOCA RATON FL)
FL
02/17/2021 - 01/25/2022
TRUIST INVESTMENT SERVICES, INC. (Palm Beach FL)
VA
04/22/2016 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
FL
06/16/2006 - 05/03/2016
UBS FINANCIAL SERVICES INC. (BOCA RATON FL)
OH
05/26/2005 - 05/12/2006
H&R BLOCK FINANCIAL ADVISORS, INC. (BEACHWOOD OH)
CT
05/02/2002 - 06/01/2005
ADVEST, INC. (HARTFORD CT)
OH
11/27/2001 - 05/22/2002
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
IN
02/12/2001 - 10/11/2001
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
02/12/2001 - 10/11/2001
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
BOTH
Issued 10/03/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/18/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/07/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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