Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hallett? Claim Your ProfileHallett Raymond Gates has been in the financial services industry since August 1991. Hallett Gates is currently a registered representative with Ameriprise Financial Services, LLC. Hallett Gates has held prior registrations with Securities America, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Janney Montgomery Scott LLC. Hallett Gates holds both Series 63 and Series 65 licenses and also has a Series 7 license. Hallett Gates has been with Ameriprise Financial Services, LLC since March 2020 and has a branch office location in Falls Church, VA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
09/11/2009 - Present
Ameriprise Financial Services, LLC (FALLS CHURCH VA)
NE
12/01/2009 - 03/29/2010
SECURITIES AMERICA, INC. (LAVISTA NE)
DC
06/23/2000 - 09/15/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WASHINGTON DC)
PA
12/12/1995 - 07/21/2000
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
NJ
08/30/1991 - 01/03/1996
HALPERT AND COMPANY, INC. (MILLBURN NJ)
IA
Issued 06/10/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/12/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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