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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Halien? Claim Your ProfileHalien Besaw is a financial advisor with Robert W. Baird & Co. Inc. Halien has over 15 years of experience in the financial services industry. Halien has Series 7, Series 31, Series 66, and SIE licenses. Halien also has a broad range of experience including working with high-net-worth individuals, corporations, charitable organizations, investment companies, and insurance companies. Halien is registered in 36 states including Wisconsin, Texas, and California, and has been registered with the Securities and Exchange Commission (SEC) since 2009. Halien is a member of the Finance Committee at Next Act Theater in Milwaukee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
04/20/2009 - Present
Robert W. Baird & Co. Inc. (MILWAUKEE WI)
WI
10/18/2007 - 12/22/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MEQUON WI)
BOTH
Issued 11/08/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 10/17/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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