Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Haley? Claim Your ProfileHaley Ruzomberka is a financial advisor with over 13 years of experience in the industry. Haley is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc.. Haley has previously been registered with CHASE INVESTMENT SERVICES CORP., CITIGROUP GLOBAL MARKETS INC., J.P. MORGAN SECURITIES LLC, THE HUNTINGTON INVESTMENT COMPANY. Haley has passed the Series 6, Series 63, SIE exams. Haley also holds the no known designation. Haley specializes in 2, 3, 4, 5, 6 and provides advisory services to brokerage clients, helping them navigate securities trading and financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
11/18/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PITTSBURGH PA)
PA
10/11/2017 - 01/31/2019
THE HUNTINGTON INVESTMENT COMPANY (PITTSBURGH PA)
NY
11/09/2015 - 05/05/2017
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/01/2012 - 10/30/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
IL
08/26/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
BC
Issued 9/2/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/25/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Haley Ruzomberka is the right advisor for you? Invested Better is here to help.
