Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Haley? Claim Your ProfileHaley Anne West is a financial professional with Nuveen Securities, LLC. Haley has passed the General Securities Representative Examination (Series 7) and the Securities Industry Essentials Examination (SIE). Haley has been in the securities industry since January 16, 2024. Haley has prior experience with CITIC SECURITIES INTERNATIONAL USA, LLC and CLSA AMERICAS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/03/2024 - Present
Nuveen Securities, LLC (New York NY)
NY
10/27/2023 - 01/11/2024
CITIC SECURITIES INTERNATIONAL USA, LLC (NEW YORK NY)
NY
10/27/2023 - 01/11/2024
CLSA AMERICAS, LLC (NEW YORK NY)
BC
Issued 10/27/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/12/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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