linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Halee Anne Kading

Northwestern Mutual Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Halee? Claim Your Profile

About Halee Anne Kading

Halee Anne Kading is a financial advisor at Northwestern Mutual Investment Services, LLC. Halee has been in the financial services industry since May 2012, working with individuals and families to help them achieve their financial goals. Halee is licensed to provide investment advice in Wisconsin and Colorado, and has earned Series 66, Series 7, Series 9, Series 10, Series 24, and SIE licenses.

Firm Information

Halee Kading is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Referral fees

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Halee Kading’s Registration & Firm History

WI

10/03/2023 - Present

Northwestern Mutual Investment Services, LLC (Mount Pleasant WI)

Not sure if Halee Anne Kading is right for you?

Licenses & Designations

BOTH

Issued 7/12/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 4/8/2019

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 2/11/2019

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 8/13/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 5/3/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Halee Anne Kading.
Not sure if Halee Anne Kading is right for you?