Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Halbert? Claim Your ProfileHalbert Swanson is a financial professional with over 34 years of experience in the industry. Halbert is currently registered with Charles Schwab & Co., Inc. and has a Series 7, Series 9, Series 10, Series 27, and SIE licenses. Prior to Charles Schwab & Co., Inc., Halbert was registered with R A F FINANCIAL CORPORATION, WALL STREET WEST, INC., and OTRA CLEARING, INC. Halbert is currently licensed in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CO
10/13/1993 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
CO
11/07/1989 - 10/04/1993
R A F FINANCIAL CORPORATION (DENVER CO)
NA
10/02/1989 - 11/24/1989
WALL STREET WEST, INC.
NA
02/19/1988 - 10/10/1989
OTRA CLEARING, INC.
BC
Issued 10/29/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/19/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 12/11/1990
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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