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Hal Xin Lin

Peak6 Capital Management LLC

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About Hal Xin Lin

Hal Xin Lin is a licensed securities professional with Peak6 Capital Management LLC. Hal has been in the industry since October 2020 and is a Series 57TO and SIE exam holder. Hal's professional licenses include registration with FINRA and 11 other SROs. Hal is located in New York, NY.

Firm Information

Hal Lin is currently registered with Peak6 Capital Management LLC. Peak6 Capital Management LLC is a Limited Liability Company formed on August 5, 1997. The firm has been approved for registration with the SEC and has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Hal Lin’s Registration & Firm History

NY

10/30/2020 - Present

Peak6 Capital Management LLC (New York NY)

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Licenses & Designations

BC

Issued 10/30/2020

Series 57TO - Securities Trader Exam

BC

Issued 06/06/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

Disclosures

There are no public disclosures for Hal Xin Lin.
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